Financial Industry Regulatory Authority (FINRA)
FINRA's mission is to pursue investor protection and market integrity, and to carry it out by overseeing virtually every aspect of the brokerage industry.
Organization Type:
National Trade or Professional Association
Tax Exempt Status:
501(c)(6)
Industry:
Banking/Finance/Investments, Investments/Securities Industry
Address:
1700 K St NW
Washington, DC 20006
Members:
3,900 brokerage firms and 634,000 brokers
Certification Programs:
CE
Other Addresses
Address:
1735 K St NW, Washington DC 20006-1506
Financial Snapshot
Total revenues: $2,607,503,080
Year - 2024
1st-yr growth
62.54%
Year by Year
Revenue
Activity Assessment
Miscellaneous revenue
Contract Service Fees
Other
Total expenses: $3,040,929,806
Year - 2024
1st-yr growth
47.68%
Year by Year
Expenses
Other expenses
Compensation for non-officers/directors
Information technology
Other
Total assets: $3,101,319,446
Year - 2024
1st-yr growth
24.90%
Year by Year
Assets
Investments in publicly traded securities
Cash -- non-interest bearing
Investments in other securities
Other
Total Liabilities: $1,344,019,165
Year - 2024
1st-yr growth
65.88%
Year by Year
Liabilities
Accounts payable and accrued expenses
Deferred revenue